Hiring for Transaction Monitoring – Noida

Job Description

Hiring for  Transaction Monitoring – Noida

The Assistant Manager – Transaction Monitoring Quality Control (TM QC) will be responsible for ensuring high-quality review of transaction monitoring alerts and investigations. This role involves leading a team, maintaining compliance with global AML regulations, and enhancing quality standards through analysis and process improvements.

 Responsibilities

1. Team Management & Leadership

• Manage and supervise a team of 10–15 full-time employees (FTEs)

• Provide guidance, mentoring, and performance feedback to team members

• Act as a Subject Matter Expert (SME) for AML and transaction monitoring processes

• Conduct regular quality discussions and training sessions

2. Quality Control & Case Review

• Review transaction monitoring alerts and investigation cases for accuracy and compliance

• Ensure adherence to global AML policies, regulatory standards, and internal procedures

• Validate risk assessments and ensure proper documentation of findings

• Maintain consistency in decision-making across cases

3. Risk Assessment & Compliance

• Identify unusual or suspicious transaction patterns indicating potential Money Laundering (ML) or Terrorist Financing (TF)

• Ensure compliance with global regulatory frameworks such as:

  • AMLD (Anti-Money Laundering Directive)

  • FATCA (Foreign Account Tax Compliance Act)

  • MiFID, EMIR

  • BSA, OFAC, Patriot Act, FINRA

4. Reporting & Escalation

• Deliver clear, well-documented case conclusions within defined SLAs

• Escalate high-risk or complex cases to QC Team Lead / Senior Management

• Prepare reports on quality metrics and performance trends

5. Process Improvement & Quality Enhancement

• Identify process gaps, inefficiencies, and control weaknesses

• Recommend and implement quality improvement initiatives

• Analyze error trends and root causes to reduce recurring issues

• Support training programs based on quality insights

6. Documentation & Audit Support

• Maintain accurate and audit-ready QC documentation and records

• Ensure all reviews meet internal audit and regulatory standards

• Assist in internal/external audits and compliance checks

7. Performance & Targets

• Achieve and maintain ≥95% quality scores

• Meet strict timelines and productivity targets

• Handle workload effectively under high-pressure environments

Eligibility & Qualifications

• Education: Graduate (mandatory)

• Certifications: CAMS or equivalent AML certification (preferred)

• Experience:

  • 5–8 years in banking/compliance/audit

  • 3–5 years specifically in Transaction Monitoring Quality Control

• Exposure to global regulatory environments (North America, Europe, APAC)

Technical Skills

• Proficiency in MS Office (Excel, Word, PowerPoint, Outlook)

• Experience with AML/KYC tools:

  • Actimize

  • Fenergo

  • Pega

  • World-Check

  • LexisNexis

  • Dow Jones

  • Factiva

  • RDC

Behavioral & Core Competencies

• Strong analytical and critical thinking abilities

• Excellent research and investigation skills

• Ability to work under tight deadlines and high-pressure environments

• Effective communication and stakeholder management

• Strong team collaboration and leadership skills

How to ApplySubject Line: CV_TM(QC)_Noida