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Hiring for Compliance & Back Office Analyst – Noida

  • AML/KYC
  • Full time
  • 3 months ago
  • Noida

Job Information

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    Salary Not Disclosed /
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    Shift General
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    Designation Analyst
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    Job Experience : 03 - 05 Years
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    Job Qualifications Graduation

Job Description

Hiring for Compliance & Back Office Analyst – Noida 

We are seeking a motivated Compliance & Back Office Analyst to join a fast-growing global fintech and trading product company. This role will ensure smooth compliance, regulatory, and back-office operations across global equity and derivatives markets. The right candidate will thrive in a dynamic environment and work closely with internal teams to maintain compliance standards and operational efficiency.

 Responsibilities

  • Manage daily compliance and back-office operations for Oceanus Securities

  • Ensure timely execution of compliance tasks in line with regulatory and internal policies

  • Handle reconciliation, regulatory reporting, and filings with accuracy

  • Support compliance audits and maintain complete documentation trails

  • Track, resolve, and document compliance and operational issues

  • Assist with client reporting (e.g., TCA), P&L preparation, and forecasting

  • Maintain project management updates (Jira, matrix documentation, progress tracking)

  • Collaborate across departments to support compliance, finance, and technology teams

Candidate Profile

  • 3–7 years of experience in Compliance and Back Office functions (compliance preferred)

  • Strong understanding of equity and derivatives markets

  • Prior experience in U.S. equity and options markets (highly preferred)

  • Familiarity with Indian equity and derivatives markets is an advantage

  • Detail-oriented and self-driven, able to work with minimal supervision

  • Strong organizational, analytical, and communication skills

Educational Qualifications

  • Bachelor’s or Master’s degree in Accounts, Finance, or a related field

  • Prior exposure to FINRA-regulated Institutional Equities Brokerage is preferred

Why Join?

 Work with a leading fintech in the global trading ecosystem
 Exposure to both U.S. and Indian markets
 Opportunity to grow within compliance and financial technology operations
 Dynamic, innovative, and collaborative work environment

 

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